By Professor Dimity Anne Kingsford Smith

Book Chapters

Kingsford Smith DA; Dixon O, 2018, 'What Next for the Financial Consumer? More Disclosure? Caveat Vendor? Or Fin-Tech Online?', in Handbook of Research on International Consumer Law, edn. 2nd Revised edition, Edward Elgar Publishing Ltd, http://dx.doi.org/10.4337/9781785368219.00020

Kingsford Smith DA; Dixon O, 2015, 'The Consumer Interest and the Financial Markets', in Maloney N; Ferran E; Payne J (ed.), The Oxford Handbook of Financial Regulation, OUP Oxford, Oxford, pp. 697 - 735

Kingsford Smith DA, 2013, 'Can There be a Fair Share? Fairness, Regulation and Financial Markets', in Sarra JP (ed.), An Exploration of Fairness - Interdisciplinary inquiries in law, science and the humanities, Carswell, Toronto, pp. 251 - 276

Kingsford Smith DA, 2010, 'Financial Services Regulation and the Investor as Consumer', in Howells G; Ramsay I; Wihelmsson T (ed.), The Handbook on Research on International Consumer Law, Edward Elgar, United Kingdom, pp. 431 - 481, http://dx.doi.org/10.4337/9781849806312.00020

Kingsford Smith DA, 2006, 'Importing the E-world into Canadian Securities Regulation', in Canada Steps Up, edn. Original, Task Force to Modernize Securities Legislation in Canada, Toronto, pp. 289 - 349

Kingsford Smith DA, 2003, 'Networks, Norms and the Nation State: Thoughts on Pluralism and Globalized Securities Regulation', in Dauvergne C (ed.), Jurisprudence for an Interconnected Globe, edn. Hardback, Ashgate, England, pp. 93 - 126

Kingsford Smith D, 1990, 'The Regulation of International Financial Intermediaries in the United Kingdom', in Kingsford Smith D (ed.), Current Developments in Banking and Finance, Sweet & Maxwell, pp. 89 - 119

Kingsford Smith D, 1982, 'Recent Developments in Electronic Banking in Britain', in Butler WE (ed.), Anglo-Polish Legal Essays, Transnational Publishers

Edited Books

Kingsford Smith D; Oliver D, (ed.), 1990, Economical with the Truth: The Law and the Media in a Democratic Society, ESC Publishing

Kingsford Smith D, (ed.), 1989, Current Developments in Banking and Finance, Sweet & Maxwell

Journal articles

Kingsford Smith D, 2017, 'The Fairness Rationale for Consumer Advocacy in the Financial Sector', Company and Securities Law Journal, vol. 35, pp. 444 - 463

Kingsford Smith DA; Clarke T; Rogers J, 2017, 'Banking and the Limits of Professionalism', University of New South Wales Law Journal, vol. 40, pp. 411 - 455, http://www.unswlawjournal.unsw.edu.au/sites/default/files/401-16.pdf

Rogers J; Kingsford Smith DA; Chellew J, 2017, 'The Large Professional Service Firm: A New Force in the Regulative Bargain', University of New South Wales Law Journal, vol. 40, pp. 218 - 261, http://heinonline.org/HOL/P?h=hein.journals/swales40&i=223

Kingsford Smith D, 2013, 'The Academy and the Profession: Making the Conversation More Fruitful', Australian Journal of Corporate Law, vol. 28, pp. 82 - 92

Kingsford Smith DA, 2012, 'Governing the Corporation: The Role of "Soft Regulation"', University of New South Wales Law Journal, vol. 35, pp. 378 - 403

Kingsford Smith DA, 2011, 'A Harder Nut to Crack? Responsive Regulation in the Financial Services Sector', University of British Columbia Law Review, vol. 44, pp. 695 - 742, http://ubclawreview.ca/issues/vol-44-no-3-march-2011/

Kingsford Smith DA, 2011, 'ASIC Regulation for the Investor as Consumer', Company and Securities Law Journal, vol. 29, pp. 327 - 354, http://legalonline.thomson.com.au.wwwproxy0.library.unsw.edu.au/jour/resultDetailed.jsp?curRequestedHref=journals/CSLJ/volumes/29/parts/5&contentSourceHref=journals/CSLJ/volumes/29/parts/5/articles/32

Williamson K; Kingsford Smith DA, 2010, 'Empowered or Vulnerable? The Role of Information for Australian Online Investors', Canadian Journal of Information and Library Science - Revue Canadienne des Sciences de l Information et de Bibliotheconomie, vol. 34, pp. 39 - 81, http://muse.jhu.edu/journals/canadian_journal_of_information_and_library_science/v034/34.1.williamson.pdf

Kingsford Smith DA, 2009, 'Regulating Risk: Individuals and the Global Financial Crisis', University of New South Wales Law Journal, vol. 32, pp. 514 - 546

Kingsford Smith DA, 2006, 'The Same Yet Different: Australian and United States Online Investing Regulation', The University of Toledo Law Review, vol. 37, pp. 461 - 495

Kingsford Smith D, 2004, 'Is Due Diligence Dead? Financial Services Disclosure under the Financial Services Reform Act 2001', Company and Securities Law Journal, vol. 22, pp. 128 - 150

Kingsford Smith DA, 2004, 'Beyond the Rule of Law? Decentred Regulation in Online Investment', Law and Policy, vol. 26, pp. 439 - 476, http://dx.doi.org/10.1111/j.1467-9930.2004.00186.x

Kingsford Smith DA; Williams K, 2004, 'How Do Online Investors Seek Information, And What Does This Mean for Regulation?', Journal of Information, Law and Technology, vol. 2, pp. 12

Kingsford Smith DA, 2004, 'Online Investing and the Online Consumer: State and Decentred Regulatory Responses', Law and Policy, vol. 26, pp. 371 - 374, http://dx.doi.org/10.1111/j.1467-9930.2004.00183.x

Kingsford Smith D, 2002, 'Between the Market and the State: Interpretation in the Public Interest, a Rejoinder to Whincop’s “Immanent Conservatism”', Sydney Law Review, vol. 22, pp. 287 - 296

Kingsford Smith DA, 2002, 'What is Regulation? A Reply to Julia Black's Critical Reflections on Regulation', Australian Journal of Legal Philosophy, vol. 27, pp. 37 - 46

Kingsford Smith D, 2001, 'Decentred Regulation in Online Investing', Company and Securities Law Journal, vol. 8, pp. 532 - 549

Smith DK, 2001, 'Superannuating the Second Sex: Law, Privatisation and Retirement Income', Modern Law Review, vol. 64, pp. 519 - 542, http://dx.doi.org/10.1111/1468-2230.00337

Kingsford Smith D, 2000, 'Who Knows Best? Review of Discretionary Powers in Superannuation Funds', Australian Business Law Review, vol. 28, pp. 428 - 442

Kingsford Smith D, 1999, 'Interpreting the Corporations Law: Purpose, Practical Reasoning and Public Policy', Sydney Law Review, vol. 21, pp. 161 - 201

Kingsford Smith D, 1999, 'Promoting Certainty: Purposive Interpretation of the Corporations Law', Australian Company Secretary, vol. 51

Smith DK, 1999, 'Studying modern corporations law in context', Law Teacher, vol. 33, pp. 196 - 217, http://dx.doi.org/10.1080/03069400.1999.9993029

Kingsford Smith D, 1998, 'Unveiling the Waterfront: The Corporate Veil, Director’s Duties and Voluntary Administration', Butterworths Corporations Law Bulletin, pp. 7 - 11

Kingsford Smith D, 1992, 'Life Insurance Linked Investment and the Trade Practices Act', Australian and New Zealand Institute of Insurance and Finance Journal, vol. 15, pp. 50 - 50

Kingsford Smith D, 1992, 'Regulation of the Promotion and Superannuation Investments in Australia', Australian Business Law Review, vol. 16, pp. 32 - 37

Kingsford Smith D, 1992, 'The ISC’s Administrative Guidelines for the Promotion and Sale of Life Insurance and Superannuation Bonds', Australian and New Zealand Institute of Insurance and Finance Journal, vol. 32, pp. 32 - 32

Kingsford Smith D, 1990, 'The Banker's Right to Compound Interest', Lloyd's Maritime and Commercial Law Quarterly, pp. 489 - 491

Conference Papers

Kingsford Smith D, 2015, 'Caveat Vendor and Product Intervention Powers', Sydney, presented at ASIC Forum, Sydney, 23 March 2015 - 23 March 2015

Kingsford Smith D, 2015, 'Suitable or Systemic? Regulating Financial Consumer Risk Using Product Intervention Powers', Melbourne, presented at Corporate Law Teachers Association, Melbourne, 01 February 2015 - 03 February 2015

Conference Presentations

Kingsford Smith D, 2015, 'The Consumer Interest: Product Intervention Powers and Fairness', presented at Superannuation Committee of the Law Council of Australia, 19 February 2015 - 20 February 2015

Reports

Nehme M; Anderson J; Dixon O; Kingsford Smith D, 2018, General Deterrence Effects of Enforceable Undertakings on Financial Services and Credit Providers, https://download.asic.gov.au/media/4916053/18-325mr-deterrence-effects-of-enforceable-undertakings-on-financial-services-and-credit-providers.pdf

Kingsford Smith DA; Nehme M, 2015, Product Intervention Powers: A Legal, Comparative and Policy Analysis, Centre for Law Markets and Regulaton, Australian Securities and Investments Commission, https://clmr.unsw.edu.au/sites/default/files/product_intervention_powers_final_2April2015_Kingsford_Smith_and_Nehme.pdf

Kingsford Smith DA; Nehme M, 2015, Product Intervention Powers: a Legal, Comparative and Policy Analysis, http://www.treasury.gov.au/~/media/Treasury/Consultations%20and%20Reviews/Consultations/2014/Financial%20System%20Inquiry%20Final%20Report/Submissions/PDF/Kingsford_Smith_Dimity

Kingsford Smith DA, 2014, A Submission for the Final Report Focusing on the Retail Investor and Financial Consumer, Commonwealth Treasury, Australia, http://fsi.gov.au/files/2014/09/Kingsford_Smith_Dimity.pdf

Kingsford Smith DA, 2014, The Interest of the ‘Financial Citizen, Commonwealth Treasury, Australia, http://fsi.gov.au/consultation/submissions20140520/

Kingsford Smith DA, 2014, Streamlining Amendments to Future of Financial Advice Reforms, Commonwealth Treasury, Australia

Media

Harris H; Free C; Kingsford Smith D, 2018, In defence of ASIC: there’s more to regulation than prosecution, https://theconversation.com/in-defence-of-asic-theres-more-to-regulation-than-prosecution-106239

Other

Harris H; Kingsford Smith D, 2018, Australia's Financial Regulatory Future: Structure, Enforcement & Legal Complexity, In CLMR, Submission in Response to the Interim Report of the Commission into Misconduct in the Banking, Superannuation, and Financial Services Industry, https://financialservices.royalcommission.gov.au/Submissions/Documents/interim-report-submissions/POL.9100.0001.1092.pdf

Kingsford Smith D, 2017, Submission to Treasury, Inquiry into Design and Distribution Obligations and Product Intervention Power

Kingsford Smith DA; Rogers J, 2017, Professional Accountability

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